Renee Pepia Cfp
I am currently the Compliance and Operations Manager at The Private Client Advisory Group, LLC (PCAG), a boutique...
Manasquan, New Jersey, United States
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Renee Pepia Cfp’s Emails [email protected]
Renee Pepia Cfp’s Phone Numbers No phone number available.
Social Media
Renee Pepia Cfp’s Location Manasquan, New Jersey, United States
Renee Pepia Cfp’s Expertise I am currently the Compliance and Operations Manager at The Private Client Advisory Group, LLC (PCAG), a boutique wealth management firm that provides personalized and comprehensive financial solutions to small businesses, individuals and families. I hold the Series 7, and 66 licenses. I am an CFP(R) professional with a passion for service. As the Compliance and Operations Manager, I oversee the regulatory compliance, operational efficiency, and client service of the firm, ensuring that we adhere to the highest ethical and professional standards. I also support the advisors and clients with account opening, maintenance, and transfers. I am passionate about delivering exceptional client experience and building long-term relationships based on trust and transparency. I enjoy working with a collaborative and diverse team of professionals who share the same vision and values of providing holistic and customized financial advice to our clients.
Renee Pepia Cfp’s Current Industry The Private Client Advisory
Renee
Pepia Cfp’s Prior Industry
Protiviti
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Wall Street Rising
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First Allied Securities
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Mogan Stanley
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Invest Financial
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Lpl Financial
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The Private Client Advisory
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Work Experience
The Private Client Advisory
Compliance and Operations Manager
Tue Jun 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Lpl Financial
Registered Associate
Thu Feb 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Invest Financial
Registered Associate
Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Feb 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Mogan Stanley
Registered Associate
Fri Apr 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Nov 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
First Allied Securities
Registration Specialist- Compliance
Fri Feb 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Aug 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)
First Allied Securities
Director of Client Services
Mon Oct 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Apr 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
First Allied Securities
Cashiering Specialist- Operations
Mon Oct 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jan 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Protiviti
Financial Investigation and Litigation Consultant
Wed Jun 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Protiviti
Experienced Consultant
Sat Jan 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Wall Street Rising
Intern
Sat Jan 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun May 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
FAQ About Renee Pepia Cfp
-
Renee Pepia Cfp is located at
Manasquan, New Jersey, United States -
Renee Pepia Cfp is a
I am currently the Compliance and Operations Manager at The Private Client Advisory Group, LLC (PCAG), a boutique wealth management firm that provides personalized and comprehensive financial solutions to small businesses, individuals and families. I hold the Series 7, and 66 licenses. I am an CFP(R) professional with a passion for service. As the Compliance and Operations Manager, I oversee the regulatory compliance, operational efficiency, and client service of the firm, ensuring that we adhere to the highest ethical and professional standards. I also support the advisors and clients with account opening, maintenance, and transfers. I am passionate about delivering exceptional client experience and building long-term relationships based on trust and transparency. I enjoy working with a collaborative and diverse team of professionals who share the same vision and values of providing holistic and customized financial advice to our clients. The Private Client Advisory -
Renee Pepia Cfp currently works in the
The Private Client Advisory -
Renee Pepia Cfp specializes in
I am currently the Compliance and Operations Manager at The Private Client Advisory Group, LLC (PCAG), a boutique wealth management firm that provides personalized and comprehensive financial solutions to small businesses, individuals and families. I hold the Series 7, and 66 licenses. I am an CFP(R) professional with a passion for service. As the Compliance and Operations Manager, I oversee the regulatory compliance, operational efficiency, and client service of the firm, ensuring that we adhere to the highest ethical and professional standards. I also support the advisors and clients with account opening, maintenance, and transfers. I am passionate about delivering exceptional client experience and building long-term relationships based on trust and transparency. I enjoy working with a collaborative and diverse team of professionals who share the same vision and values of providing holistic and customized financial advice to our clients. -
Renee Pepia Cfp speaks the following languages:
No languages available. -
Renee Pepia Cfp has prior experience in the following industries:
Invest Financial , Mogan Stanley , First Allied Securities , First Allied Securities , First Allied Securities , Protiviti , Protiviti , Wall Street Rising -
Renee Pepia Cfp has the following professional experience:
The Private Client Advisory , Lpl Financial , Invest Financial , Mogan Stanley , First Allied Securities , First Allied Securities , First Allied Securities , Protiviti , Protiviti , Wall Street Rising . -
You can view Renee Pepia Cfp’s
LinkedIn profile at LinkedIn URL. -
Renee Pepia Cfp’s work email addresses are
[email protected]. -
Renee Pepia Cfp works at
The Private Client Advisory
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